Assante Capital Management Ltd. – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 04 Jun 2025 13:17:20 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Assante Capital Management Ltd. – Investment Executive https://www.investmentexecutive.com 32 32 Fund rep sanctioned for crypto trading https://www.investmentexecutive.com/news/fund-rep-sanctioned-for-crypto-trading/ Wed, 04 Jun 2025 13:17:20 +0000 https://www.investmentexecutive.com/?p=511499 Ex-rep admits to misappropriating millions https://www.investmentexecutive.com/news/ex-rep-admits-to-misappropriating-millions/ Mon, 07 Apr 2025 21:18:05 +0000 https://www.investmentexecutive.com/?p=506482 Assante fined $400K for failing to supervise branch properly https://www.investmentexecutive.com/news/assante-fined-400k-for-failing-to-supervise-branch-properly/ Tue, 27 Oct 2015 17:45:00 +0000 https://www.investmentexecutive.com/uncategorized/assante-fined-400k-for-failing-to-supervise-branch-properly/ Ex Assante advisor violated IIROC rules https://www.investmentexecutive.com/news/ex-assante-advisor-violated-iiroc-rules/ Tue, 01 Apr 2014 20:55:00 +0000 https://www.investmentexecutive.com/uncategorized/ex-assante-advisor-violated-iiroc-rules/ Class action against former advisor to proceed https://www.investmentexecutive.com/news/class-action-against-former-advisor-to-proceed/ Thu, 13 Mar 2014 20:25:00 +0000 https://www.investmentexecutive.com/uncategorized/class-action-against-former-advisor-to-proceed/ Assante rep fined for hiding involvement in resources firm https://www.investmentexecutive.com/news/assante-rep-fined-for-hiding-involvement-in-resources-firm/ Tue, 21 Jun 2005 19:46:00 +0000 https://www.investmentexecutive.com/uncategorized/assante-rep-fined-for-hiding-involvement-in-resources-firm/