Alberta Securities Commission – Investment Executive https://www.investmentexecutive.com Canada's news source for financial professionals Wed, 10 Dec 2025 17:50:45 +0000 en-US hourly 1 https://wordpress.org/?v=6.9 https://www.investmentexecutive.com/wp-content/uploads/sites/3/2018/01/cropped-favicon-1-32x32.png Alberta Securities Commission – Investment Executive https://www.investmentexecutive.com 32 32 Industry falling short on CFR compliance: CSA, CIRO https://www.investmentexecutive.com/news/industry-falling-short-on-cfr-compliance-csa-ciro/ Wed, 10 Dec 2025 17:50:45 +0000 https://www.investmentexecutive.com/?p=527418 EMD exemption falls flat, CSA asks why https://www.investmentexecutive.com/news/emd-exemption-falls-flat-csa-asks-why/ Thu, 27 Nov 2025 19:52:35 +0000 https://www.investmentexecutive.com/?p=526475 CSA plans semi-annual reporting pilot https://www.investmentexecutive.com/news/csa-plans-semi-annual-reporting-pilot/ Thu, 23 Oct 2025 17:41:21 +0000 https://www.investmentexecutive.com/?p=523446 Fraudsman banned by ASC https://www.investmentexecutive.com/news/from-the-regulators/fraudsman-banned-by-asc/ Fri, 03 Oct 2025 16:16:03 +0000 https://www.investmentexecutive.com/?p=521874 Regs propose harmonized expertise exemption https://www.investmentexecutive.com/news/regs-proposed-harmonized-expertise-exemption/ Thu, 25 Sep 2025 19:49:06 +0000 https://www.investmentexecutive.com/?p=521193 Exec settles ASC’s fraud, disclosure allegations https://www.investmentexecutive.com/news/exec-settles-ascs-fraud-disclosure-allegations/ Tue, 23 Sep 2025 20:41:17 +0000 https://www.investmentexecutive.com/?p=520999 ASC panel sanctions Ponzi schemer https://www.investmentexecutive.com/news/asc-panel-sanctions-ponzi-schemer/ Mon, 01 Sep 2025 16:09:16 +0000 https://www.investmentexecutive.com/?p=518765 CSA cuts red tape with new WKSI regime https://www.investmentexecutive.com/news/from-the-regulators/csa-cuts-red-tape-with-new-wksi-regime/ Thu, 28 Aug 2025 19:34:50 +0000 https://www.investmentexecutive.com/?p=518733 CSA refines plan for binding authority at OBSI https://www.investmentexecutive.com/news/from-the-regulators/csa-refines-plan-for-binding-authority-at-obsi/ Tue, 15 Jul 2025 15:00:00 +0000 https://www.investmentexecutive.com/?p=515221 ASC panel sanctions ex-rep, company https://www.investmentexecutive.com/news/asc-panel-sanctions-ex-rep-company/ Mon, 14 Jul 2025 18:10:07 +0000 https://www.investmentexecutive.com/?p=515131