Research by:
Sophie Allen-Barron, Anthony Burton, Ramona Leitao and Curtis Panke
Research editors:
Fiona Collie and Pablo Fuchs
Click on the documents link to view and download a PDF of the chart.
Guidance from firms is appreciated by surveyed advisors
As the pandemic pushed insurers to adapt and grow, firms prioritized advisors’ needs
The satisfaction of insurance advisors hinges largely on respect for their independence
The advisors surveyed in 2021 were more satisfied, with even the lowest-rated firms seeing many areas of improvement
This strategy can work well for wealthy clients with large TFSA balances
The U.S. regulator called out the practice of granting options ahead of good news
At FP Canada's ethics session, financial planners were urged to proactively address client changes
FSRA issues guidance on credit unions' market conduct frameworks