Research by:
Sophie Allen-Barron, Anthony Burton, Ramona Leitao and Curtis Panke
Research editors:
Fiona Collie and Pablo Fuchs
Click on the documents link to view and download a PDF of the chart.
Advisors still value their independence, but firms can be guides and advocates
From product allocation shifts to differences in the average advisor’s profile, notable distinctions were revealed
How financial advisors rated their firms’ performance
The dealers that came out on top adapted more quickly than their peers
Enforcement activity was included in FP Canada's annual report
At issue is the bank's poor track record of serving Black, Latino clients
SRO provides guidance on short covering expectations
A B.C. court case considers the validity of a common-law relationship