Research by:
Sophie Allen-Barron, Anthony Burton, Ramona Leitao and Curtis Panke
Research editors:
Fiona Collie and Pablo Fuchs
Click on the documents link to view and download a PDF of the chart.
Despite pandemic challenges, firms delivered steady support
How financial advisors rated their firms
Mutual fund advisors’ books shrank, but productivity increased
Advisors are largely happy with their grids, even with firms turning more attention to fee-based platforms
This strategy can work well for wealthy clients with large TFSA balances
The U.S. regulator called out the practice of granting options ahead of good news
At FP Canada's ethics session, financial planners were urged to proactively address client changes
FSRA issues guidance on credit unions' market conduct frameworks