IE Staff
Research by:
Sophie Allen-Barron, Anthony Burton, Ramona Leitao and Curtis Panke
Research editors:
Fiona Collie and Pablo Fuchs
Click on the documents link to view and download a PDF of the chart.
Dealers’ Report Card 2018 main chart
Research by:
Sophie Allen-Barron, Anthony Burton, Ramona Leitao and Curtis Panke
Research editors:
Fiona Collie and Pablo Fuchs
Click on the documents link to view and download a PDF of the chart.
Advisors are feeling unsettled as their firms go through major transitions related to ownership, management and technology. But there's hope things will begin to improve
Although average assets under management and productivity rose year-over-year, there are signs the industry is evolving as advisors adopt fee-for-service arrangements and cater to clients...
Lower ratings for "firm's stability" arose from advisors' frustration with many of the major changes taking place
But the total number of decisions rendered by IIROC hearing panels against both firms and advisors increased year-over-year
Long-term funds ended the year in the red with negative net sales of $2.5 billion for the full year
Wholesale trade, retail sales numbers on deck
The investment industry veteran takes over from Sheldon Levy