IE Staff
Research by:
Sophie Allen-Barron, Anthony Burton, Ramona Leitao and Curtis Panke
Research editors:
Fiona Collie and Pablo Fuchs
Click on the documents link to view and download a PDF of the chart.
Dealers’ Report Card 2018 main chart
Research by:
Sophie Allen-Barron, Anthony Burton, Ramona Leitao and Curtis Panke
Research editors:
Fiona Collie and Pablo Fuchs
Click on the documents link to view and download a PDF of the chart.
Advisors are feeling unsettled as their firms go through major transitions related to ownership, management and technology. But there's hope things will begin to improve
Although average assets under management and productivity rose year-over-year, there are signs the industry is evolving as advisors adopt fee-for-service arrangements and cater to clients...
Lower ratings for "firm's stability" arose from advisors' frustration with many of the major changes taking place
Former Vancouver resident moved to Las Vegas after being ordered to return $21.7 million to investors
Paying dealers to solicit votes in contested director elections creates "unmanageable" conflict
IFIC reported that mutual funds saw net redemptions in April, with $1 billion flowing out of the sector
"The stress test is doing what it is supposed to do," CEO Evan Siddall wrote to parliamentarians