Research by:
Jordan Barrera, Daniel Calabretta, Maddie Johnson, Bryson Masse and Marina Tyszkiewicz
Research editor:
Katie Keir
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For each Brokerage Report Card, we also ask advisors whether or not they would recommend their firms Here’s how they responded in 2018 and this year.
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The Report Card’s top-rated and improving firms are focused on adaptability and advisors’ priorities
How investment advisors rated their firms' performance
Growth was due to flows in financial assets and rising markets rather than expanding client bases
Pay has remained important to financial advisors, who value straightforward grids
Changes to the life insurance capital adequacy test, released in July, take effect in 2023
However, food prices at grocery stores rose at the fastest pace since August 1981
CSA demands pre-registration undertakings from firms to protect investors
PR firm employee allegedly tipped partner, who traded on news of a major cyber breach