Research by:
Jordan Barrera, Daniel Calabretta, Maddie Johnson, Bryson Masse and Marina Tyszkiewicz
Research editor:
Katie Keir
Click the image below or the documents link to download a PDF of the chart.
For each Brokerage Report Card, we also ask advisors whether or not they would recommend their firms Here’s how they responded in 2018 and this year.
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An overview of the 2019 Brokerage Report Card results
Products and services for wealthy clients could be bolstered
The average advisor saw higher AUM and productivity, and more client households
Whether or not a firm will thrive or dive depends on whether executives act on advisor feedback
The report also argues for a basic income to address poverty in the disability community
Seven complaints were referred to a hearing panel, half as many as the previous year
Aite Group estimates robo platforms will have $1.26 trillion in AUM by 2023
Two individuals and a numbered company were implicated