Investment Executive PM newsletter

Thursday December 21, 2023
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Products
Emerge liquidates ETFs without paying receivables
Emerge ARK funds are still owed $4.7 million by manager
December 21, 2023

From the Regulators
Court certifies another trailer-fee class action
Case against 1832 Asset Management L.P. is the latest to secure certification
December 20, 2023

Research and Markets
Mutual fund redemptions continue in November
Net sales have been negative since March
December 21, 2023

From the Regulators
Potential class action against fund reps revived
Appeal Court finds alleged fiduciary duty breach can be basis for class action
December 21, 2023

Research and Markets
Income growth cushions rising mortgage costs
While pockets will suffer from rising rates, overall stress should be modest
December 21, 2023

People
CI Financial's Darie Urbanky will depart at the end of next year
CIO Marc-André Lewis will become co-head of CI Global Asset Management as of Jan. 1
December 21, 2023

From the Regulators
AMF sanctions exchange registration breach
Refinitiv allowed investors to trade on its platform without registering as an exchange
December 20, 2023

From the Regulators
CFTC looks to expand use of AI
December 21, 2023

From the Regulators
FSB, IOSCO tackle fund liquidity issues
December 20, 2023

Is Essential Retail A Smart Money Play in Today’s Market?
By: Skyline


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