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Friday August 10, 2018
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Industry News
FPSC proposes “duty of loyalty” for financial planners
The new requirement would introduce “specific obligations” that would expand financial planners’ obligation to prioritize their clients’ interests
August 9, 2018

Research and Markets
Pressure on active management intensifies: Fitch
Fidelity’s recent launch of two zero-fee index mutual funds highlights the revenue pressures facing traditional investment managers, report states
August 9, 2018

From the Regulators
IIROC fines advisor $150,000 for failing to prioritize clients’ interests
David Gary Durno implemented an active trading strategy for two senior clients that “generated large commissions for himself and his firm but reduced client profits”
August 9, 2018

From the Regulators
Aequitas seeks to allow trading in foreign-listed structured products
Canadian investors don’t have easy access to these products, nor do they have much price transparency, the exchange says
August 9, 2018

Research and Markets
TSX closes higher in broad-based advance
August 9, 2018

Industry News
Manulife, Sun Life profits rise but caution looms
August 9, 2018

From the Regulators
ASC takes aim at renowned short-seller
August 9, 2018

From the Regulators
CCPs increasingly important to global financial system: report
August 9, 2018

From the Regulators
OSFI to introduce new requirements for mortgage insurers
August 9, 2018

Research and Markets
Global speculative-grade default rate declines in July
August 9, 2018

Research and Markets
Housing starts lower in July: CMHC
August 9, 2018

Industry News
GWL’s Irish Life subsidiary completes acquisition
August 9, 2018

Appointment Notices
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