Investment Executive Weekly newsletter

Week of October 18, 2025
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Kevin Press
Edward Jones bets on financial planning
The firm is rolling out Conquest Planning's enterprise technology platform nationally
October 17, 2025

From the Regulators
OSC says it’s conducting compliance exams on sales practices at Big 5 fund dealers
Regulator clarifies its response to concerns arising from survey of mutual fund reps
October 10, 2025

Ellen Bessner
When a client-advisor relationship gets too close
How to know if a client relationship poses a potential conflict and what to do about it
October 10, 2025

Research and Markets
Fee transparency, discussions have room for improvement
On annual statements, clarity on fees slipped, annual survey finds
October 9, 2025

From the Regulators
CIRO to change how it funds registration
Large fund dealers, with high rep numbers, to bear brunt of higher annual fee
October 9, 2025


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