Investment Executive AM newsletter

Thursday July 03, 2025
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Financial Planning
Alternative investments can support a pension-style portfolio for high-net-worth clients
But due diligence and relative weighting matter
July 1, 2025

Industry News
Tech roundup: Sun Life uses generative AI notetaking tool
And, an acquisition and a tech investment
July 2, 2025

From the Regulators
Bullying equals regulatory misconduct: FCA
Regulator to adopt rules that set out how workplace misconduct breaches rules
July 2, 2025

From the Regulators
Tribunal upholds FCA market manipulation case
Trio of traders engaged in spoofing in government bond markets, regulator alleged
July 2, 2025

From the Regulators
FINRA rebating regulatory fees
Stronger than expected revenues enables SRO to return US$50 million to brokers
July 2, 2025


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