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Tuesday March 25, 2025
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CIRO CEO updates on rule consolidation, advisor incorporation
From the Regulators
CIRO CEO updates on rule consolidation, advisor incorporation
Andrew Kriegler expressed confidence that regulators 'have a path forward' on longstanding issue of incorporation
March 25, 2025
As SEC shifts, NASAA touts state regulation
From the Regulators
As SEC shifts, NASAA touts state regulation
Local boots on the ground needed to defend investors, state regs tell Congress
March 25, 2025
U.S. consumer confidence tumbles to a 12-year low
Industry News
U.S. consumer confidence tumbles to a 12-year low
The Conference Board’s index dropped to 92.9 in March, below analysts' expectations
March 25, 2025
From the Regulators
FINRA aims to boost compliance, reduce burden
SRO previews initiatives to industry event
March 25, 2025
Research and Markets
Small businesses prefer 'minor' adjustments over layoffs to deal with tariffs: poll
Canadian small and medium businesses derive an average of 31.1% of their revenue from U.S. sales
March 25, 2025
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