If you cannot view this e-mail correctly, please click here

 
Tuesday January 14, 2025
Your Daily PM e-newsletter and alerts
Go to website
CIRO panel revokes third-party order
From the Regulators
CIRO panel revokes third-party order
Earlier decision requiring clearing broker to produce records overturned
January 13, 2025
Private equity giants hit with SEC texting charges
From the Regulators
Private equity giants hit with SEC texting charges
Regulator settles with 12 firms for a combined US$63.1 million
January 14, 2025
SEC sanctions Robinhood violations
From the Regulators
SEC sanctions Robinhood violations
Firms pay US$45 million to settle trade reporting, recordkeeping violations
January 14, 2025
From the Regulators
Despite lower costs, EU funds still dear, ESMA finds
Research finds that active funds underperformed between 2019 and 2023
January 14, 2025
Research and Markets
U.S. producer prices rose 0.2% last month
Compared to a year earlier, producer prices rose 3.3%, the biggest jump since February 2023
January 14, 2025
desktop
 

Twitter icon Linkedln icon
This message was sent to @{Email Name}@ by Investment Executive
Manage subscription | Unsubscribe
© 2026 Newcom Media Inc. All Rights Reserved.
5353 Dundas St. West, Suite 400 | Toronto | ON | M9B 6H8
Support : service@newcom.ca | 1-844-241-0116
Privacy Policy | Terms and Conditions