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Week of September 28, 2024
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From the Regulators
CSA, CIRO pledge market structure reforms
Canadian regulators plan measures to track SEC's trading rule reforms
September 20, 2024

From the Regulators
CIBC, Canaccord get knuckles rapped by CFTC, SEC
Firms fined by U.S. regulators for off-channel communications
September 24, 2024

Columns
Enhancing portfolio construction with factor investing
The strategy provides a low-cost method to pursue superior returns over the long run
September 23, 2024

From the Regulators
CFTC sanctions broker's texting violations
SEC opts not to penalize investment adviser that self-reported violations
September 23, 2024

Industry News
National Bank receives Competition Bureau clearance for deal to buy CWB
Approval by OSFI, minister of finance still to come
September 26, 2024


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