Investment Executive Weekly newsletter

Week of December 16, 2023
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From the Regulators
Regulators update warning on advisor awards
Participating in recognition programs at all could be a compliance issue
December 8, 2023

From the Regulators
Bridging faces $40M bill from receiver, counsel
Court asked to approve two years worth of fees in ongoing receivership
December 8, 2023

Comment & Insight
Facing high probate tax, Nova Scotians can’t use dual wills to escape
Province tops Canada with 1.7% probate tax on the value of an estate
December 11, 2023

Columns
Planning for cash flow after death
In a client scenario, an advisor fails to plan for an estate’s tax liabilities
December 8, 2023

News
Mutual Fund Managers of the Year take the team approach
Long-watched themes paid out big this year for Rob Cavallo and Marcello Montanari, joint managers of the RBC Life Science & Technology Fund
December 11, 2023

People
Industry moves: Executive departure at TD leads to new wealth head
Ray Chun moves to personal banking and Tim Wiggan heads wealth management and insurance
December 11, 2023


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