Investment Executive Weekly newsletter

Week of May 20, 2023
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Jamie Golombek
Outdated RRIF rules could get overhaul
Department of Finance will wrap up its study in June
May 17, 2023

Products
HISA ETF rule changes could lead to lower rates, providers say
OSFI is requiring an interim transition for liquidity measurement by Aug. 1 as the regulator consults on wholesale funding categories
May 15, 2023

From the Regulators
Decision that put certain investors at head of line in Bridging receivership faces appeal
Lawyers argue that all investors should be treated equally
May 12, 2023

Products
Advice-gap debate comes to insurance industry
Ahead of the proposed DSC ban for seg funds, a familiar refrain is in play
May 12, 2023

From the Regulators
FINRA to firm: Get out!
SRO expels brokerage over widespread regulatory violations
May 12, 2023

From the Regulators
Rep used fake account, loans to steal from client
Former fund rep fined, banned by regulators for misappropriation
May 12, 2023

People
Industry moves this week
May 16, 2023

From the Regulators
Ex-fund manager lands in jail
May 17, 2023


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