Investment Executive AM newsletter

Tuesday April 11, 2023
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From the Regulators
FSRA proposes new conditions on life MGA
Supervision framework “largely based on delegation to upline agents,” regulator alleged
April 6, 2023

People
Industry moves this week
There were a mix of changes and an update from RBC Wealth Management Canada on its offer to Gluskin Sheff advisors
April 6, 2023

From the Regulators
Robinhood sanctioned for 2020 outages
Firm fined for operational failures, service and supervisory issues
April 6, 2023

From the Regulators
FCA wades into finfluencer fray
U.K. regulators are increasingly concerned about investors being harmed by social media scams
April 6, 2023

Industry News
FP Canada announces February CFP exam results
More than 40% of exam writers said title protection was a motivating factor
April 6, 2023

Research and Markets
Canadians spending on travel and services but cutting back on restaurants, goods
Discretionary spending expected to drop as impact of higher interest rates is felt, RBC says
April 6, 2023

Products
HISA ETFs thrived during banking crisis
April 6, 2023

Industry News
IMF head expects less than 3% global economic growth in 2023
April 6, 2023


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