Investment Executive AM newsletter

Thursday February 02, 2023
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Industry News
Prescribed rate set to rise, again, in Q2
The increase represents the fourth consecutive quarter that the rate has climbed
February 1, 2023

From the Regulators
New SRO proposes payback for harmed investors
The proposal would allow for disgorged funds to be paid out to victims of industry misconduct
February 1, 2023

Ellen Bessner
More tough love for advisors
No matter where you are in your career, compliance requirements are a must
February 1, 2023

Industry News
Canaccord Genuity buying Mercer's Canadian private wealth business
The deal comes as Canaccord's management looks to take the firm private
February 1, 2023

Research and Markets
Investors not walking the talk when voting on climate commitments: report
Climate coalition members took widely differing approaches to shareholder voting
February 1, 2023

Research and Markets
Retirement planning myths and misconceptions persist: IG Wealth
Nearly half of Canadians think they will be able to retire comfortably by just investing in an RRSP
February 1, 2023

From the Regulators
Crypto class actions a new frontier for litigation
February 1, 2023

Industry News
More than 100 organizations sign CFA Institute diversity code
February 1, 2023


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