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Week of January 07, 2023
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From the Regulators
Court certifies advisor vacation pay class action against RBC
Lawsuit claims advisors' payouts didn't include mandated vacation pay
January 3, 2023

From the Regulators
No-name SRO takes flight
The new agency's leadership is dominated by former IIROC personnel
January 3, 2023

People
Industry moves this week
The Investment Funds Institute of Canada named its replacement for outgoing leader Paul Bourque
January 5, 2023

From the Regulators
IIROC enforcement ended on a high as disciplinary activity rose in 2022
Fines levied against reps last year soared to $7.9 million from $938,000 in 2021
January 4, 2023

Research and Markets
Profit Survey: Optimism still present as net income falls for the financial sector
Ten of the 42 firms in the survey raised their quarterly dividends amid darkening economic conditions
January 5, 2023

Industry News
No compelling economic explanation for cryptoasset pricing, volatility: CFA Institute
Fiduciaries must explain the rationale for an investment, the professional organization said in a new report
January 4, 2023

Research and Markets
CEO pay smashed records in 2021
January 3, 2023

Research and Markets
Interest rate increases set to hit big banks in 2023: DBRS
January 5, 2023


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