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Thursday December 22, 2022
Your Daily PM e-newsletter and alerts
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Scotia sanctioned for supervisory snafus after multiple reps fired
From the Regulators
Scotia sanctioned for supervisory snafus after multiple reps fired
The firm will pay nearly $11 million in client compensation after reps boosted their own performance numbers
December 22, 2022
People
Industry moves this week
A variety of announcements were made
December 22, 2022
FSRA orders Greatway Financial to deliver revised training
From the Regulators
FSRA orders Greatway Financial to deliver revised training
Greatway must also send its universal life policyholders information to assist them in assessing the policy's appropriateness
December 22, 2022
Stocks and bonds both tumbled in
Research and Markets
Stocks and bonds both tumbled in "perfect storm" in 2022
Energy sector was the year's investment winner
December 22, 2022
Products
What's new from fund manufacturers
Purpose is first in Canada with single-stock ETFs, while CIBC launched new Canadian depositary receipts
December 22, 2022
Industry News
FTX founder Bankman-Fried makes first U.S. court appearance
The cryptocurrency entrepreneur was allowed $250-million bond and house arrest
December 22, 2022
Research and Markets
U.S. economy grew 3.2% in Q3
December 22, 2022
Products
Fund closure trends starkly different in Canada, U.S.
December 21, 2022
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