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Friday November 11, 2022
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From the Regulators
IIROC imposes curbs on OEO dealer
Regulator alleged U.K.-based firm violated prohibition on advice
November 10, 2022

Industry News
Liberal tax promise tracker, post-fiscal update
Here’s the status of proposals that matter to your clients
November 17, 2022

From the Regulators
CSA to consider market data reforms
Consultation paper considers a range of options
November 10, 2022

Industry News
CI to delist from NYSE as part of planned U.S. wealth IPO
The firm also plans to migrate $14 billion of Aligned Capital assets to its in-house custody platform
November 10, 2022

Research and Markets
U.S. consumer inflation eased to 7.7% over past 12 months
The prospect of slower interest rate hikes sent U.S. markets soaring
November 10, 2022

People
Industry moves this week
A variety of announcements were released
November 10, 2022

Research and Markets
Watering down rules for global capital a negative: Moody's
European legislative proposal delays, dilutes final Basel III reforms, the rating agency said
November 10, 2022

From the Regulators
FSB seeks shadow banking reforms
November 10, 2022

Research and Markets
Central banks unlikely to reverse field in 2023: Fitch
November 10, 2022


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