Investment Executive AM newsletter

Friday October 28, 2022
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Industry News
Stress-test financial plans to ease client anxieties
After recent turmoil, clients may be more willing to consider high-risk events
October 27, 2022

From the Regulators
Court asks for evidence of closet indexing
Plaintiffs in proposed class action must show that active funds tracked index
October 27, 2022

From the Regulators
IIROC enforcement fund approved for SRO integration costs
SRO gets green light to help finance initial merger costs
October 27, 2022

From the Regulators
More women on boards, but not in top role
More directors are female, but few lead boards — and fewer still are CEOs
October 27, 2022

From the Regulators
Universal life shouldn't be universally recommended, regulator says
At an annual Advocis event, FSRA raised concern about sales incentives being misaligned with customer needs
October 27, 2022

From the Regulators
ESMA steps up scrutiny of ESG disclosure
Fight against greenwashing replaces retail investor costs as regulators' top priority
October 27, 2022

Research and Markets
Banks' crypto ambitions hampered by lack of rules
October 27, 2022

Industry News
Small business confidence plummets amid high debt, climbing interest rates
October 27, 2022


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