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Tuesday October 25, 2022
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From the Regulators
Heather Zordel resigns as chair of Ontario Securities Commission
Zordel was the first chair of the provincial securities regulator under its new structure
October 25, 2022

From the Regulators
FSRA initiates enforcement action over MGA's training practices
The regulator alleged a firm's training instructs life agents to mislead consumers, which the firm refutes
October 25, 2022

From the Regulators
OSC tests out education, experience exemption
The pilot program expands accredited investor exemptions beyond financial metrics
October 25, 2022

From the Regulators
The lurking risk of greenwashing in Canadian funds
DBRS finds wide divergence in sustainable investing approaches and transparency
October 25, 2022

From the Regulators
OSC, SEC settle with pot company
Regulators resolve accounting irregularity case with dually listed firm
October 25, 2022

Products
What’s new from fund manufacturers
Firms released new target date corporate bond funds, a multi-asset income ETF and balanced seg funds
October 25, 2022

From the Regulators
FCA proposes anti-greenwashing rules
The proposals would restrict the use of "green" terms and set disclosure rules
October 25, 2022

Research and Markets
Rate hikes reverberate on U.S. banks' balance sheets
Deposits shrank in the latest quarter but margins expanded with loan growth, Fitch reported
October 25, 2022


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