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Thursday October 20, 2022
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National Bank Financial sanctioned for internal control failings
From the Regulators
National Bank Financial sanctioned for internal control failings
Advisors exploited the firm's inadequate controls, according to a settlement agreement
October 19, 2022
From the Regulators
No duty to disclose beneficiary change, court finds
A widow sued her brokerage firm, alleging it failed to tell her about a change in her husband's accounts
October 19, 2022
Quebec climate strategy shows the risks of net-zero tunnel vision
Dustyn Lanz
Quebec climate strategy shows the risks of net-zero tunnel vision
The province is granting mining claims to battery mineral exploration in conservation zones
October 19, 2022
When to talk about permanent insurance during estate planning
Research and Markets
When to talk about permanent insurance during estate planning
Going beyond investments with clients remains a good way to add value, particularly in down markets
October 19, 2022
Research and Markets
OSC survey reveals Canadians' limited knowledge of cryptocurrency
Almost one in three said they plan to buy cryptoassets in the next 12 months
October 19, 2022
Industry News
CFA Institute proposes framework for ethical AI
AI can improve investment management, but it comes with new risks
October 19, 2022
Research and Markets
Canada's hotter-than-expected inflation reading sets stage for another rate hike
October 19, 2022
Advisors’ Report Card
Advisors still lagging in ESG adoption
October 11, 2022
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