Investment Executive Weekly newsletter

Week of October 08, 2022
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News
SRO merger offers a host of advantages for dual-registered firms
How the new self-regulatory organization will handle fees, advisor incorporation, rule harmonization and more
September 30, 2022

Industry News
CRA charging higher interest on amounts owed
Clients who owe the CRA would be wise to pay even if they dispute the amount, experts say
October 5, 2022

Research and Markets
Withdrawal strategy can help retirees reduce tax hit
Helping clients establish a "hierarchy of withdrawals"
October 3, 2022

Research and Markets
Insolvencies surge in August
Bankruptcies and debt restructurings were up sharply from last year
September 29, 2022

Research and Markets
No housing crash on the horizon
Yet clients will need guidance in the medium term due to real estate-driven volatility and affordability pressures
September 30, 2022

Industry News
HSBC considering potential sale of Canadian business
It is the seventh largest bank in Canada and operates more than 130 branches across the country
October 4, 2022

From the Regulators
OSC, SEC allege insider trading by newswire workers
September 30, 2022

From the Regulators
Oversight failures allowed fraud to flourish: IIROC
October 5, 2022


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