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Week of October 01, 2022
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Editor's Choice
Certain MGAs pay multiple life agents for a single sale, FSRA says
From the Regulators
Certain MGAs pay multiple life agents for a single sale, FSRA says
Draft Ontario MGA regulation coming in 2023 as a result of concerns found in FSRA's review
September 28, 2022
SRO reform a go after dealer vote
From the Regulators
SRO reform a go after dealer vote
Fund dealers, investment dealers approve merger, with new SRO to launch in 2023
September 29, 2022
Mutual fund sales practices face fresh scrutiny
From the Regulators
Mutual fund sales practices face fresh scrutiny
The CSA is reviewing distribution arrangements for in-house funds
September 22, 2022
From the Regulators
Trio behind US$100 million deli face fraud charges
SEC, DoJ allege that market manipulation drove penny stock to outlandish valuation
September 26, 2022
 
From the Regulators
OSC to examine audit firms
Inquiry follows exam cheating scandal, other auditor misconduct
September 23, 2022
People
Industry moves this week
Wellington-Altus adds Todd Ferguson to leadership team
September 27, 2022
News
Market complexity adds to the allure of holistic planning
September 19, 2022
Products
Manulife bundles health monitoring into more coverage
September 27, 2022
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