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Monday July 25, 2022
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MFDA bans, fines rep $50K for misappropriating, borrowing client funds
Industry News
MFDA bans, fines rep $50K for misappropriating, borrowing client funds
The money was used to satisfy a margin call
July 22, 2022
Former rep who claimed clients’ funds were loans penalized more than $700K
From the Regulators
Former rep who claimed clients’ funds were loans penalized more than $700K
An IIROC hearing panel also permanently banned the former Toronto-area rep
July 22, 2022
People
Industry moves this week
Updates were made to various industry boards
July 22, 2022
Concerns about economic growth weigh on second half of 2022
Research and Markets
Concerns about economic growth weigh on second half of 2022
Chief investment officer outlines the economic indicators to watch and provides portfolio suggestions for advisors
July 22, 2022
Columns
Help your client navigate the new retirement reality
Advisors play an essential role in improving client confidence
July 22, 2022
Industry News
Startups grapple with raising funds amid tech downturn
Investor exuberance is fading as companies try to stave off a potential recession
July 22, 2022
Research and Markets
Retail sales rose 2.2% in May
July 22, 2022
Industry News
U.S. cryptocurrency insider trading case snares 3
July 22, 2022
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