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Week of July 02, 2022
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From the Regulators
Fund manager fined, banned in OSC settlement
Firm violated securities rules by breaching concentration limits, misleading investors
June 24, 2022

From the Regulators
IIROC’s Kriegler to lead new SRO
Regulators are also forming a new advisory committee to review SRO consolidation
June 27, 2022

Industry News
Guardian Capital acquires majority of Ontario investment counselling firm
CEO Ken Rae sells his stake but stays on as key leader
June 28, 2022

Industry News
Canadian banks facing increased regulatory scrutiny as they look to close U.S. deals
The Canadian banking industry's push south comes after U.S. President Joe Biden issued a broad executive order calling for increased competition
June 27, 2022

From the Regulators
CSA lays out priorities under incoming chair
Three-year plan focuses on CFR enforcement, dispute resolution and crypto
June 27, 2022

Industry News
Budget bill receives royal assent
Luxury tax and increased eligibility for the disability tax credit are now law as Bill C-19 passes
June 24, 2022

Industry News
Liberal tax promise tracker, summer edition
June 27, 2022

From the Regulators
OSFI makes real estate loan changes aimed at reducing lender risk
June 28, 2022


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