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Monday June 13, 2022
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Review recommends binding powers for OBSI — again
From the Regulators
Review recommends binding powers for OBSI — again
It remains up to regulators to act on long-standing recommendation
June 13, 2022
Values-based conversations key to ESG investing and KYC requirements
Industry News
Values-based conversations key to ESG investing and KYC requirements
An RIA panel discussed the challenges and opportunities of integrating ESG considerations into know-your-client procedures
June 13, 2022
Striking a balance between autonomy and support
Dealers’ Report Card
Striking a balance between autonomy and support
Advisors still value their independence, but firms can be guides and advocates
June 13, 2022
Banks' wealth businesses to take a hit: Fitch
Research and Markets
Banks' wealth businesses to take a hit: Fitch
Spike in market volatility likely to hurt fee revenues, investor confidence
June 13, 2022
Industry News
Bitcoin plunges as major crypto lender halts operations
Celsius Network stopped withdrawals and transfers between accounts
June 13, 2022
Research and Markets
Leading indicators take a turn for the worse: OECD
Forward-looking metrics signal slowing in Canada, Europe, U.K.
June 13, 2022
From the Regulators
SEC scolds Schwab over robo disclosures
June 13, 2022
Industry News
Hot inflation dims likelihood Fed can achieve "soft landing"
June 13, 2022
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