Investment Executive Special Alert

Monday June 13, 2022
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Dealers’ Report Card
Striking a balance between autonomy and support
Advisors still value their independence, but firms can be guides and advocates
June 13, 2022

Dealers’ Report Card
Dealers' Report Card 2022 main chart
How financial advisors rated their firms’ performance
June 13, 2022

Dealers’ Report Card
Dealer advisors evolve as the industry faces fundamental change
From product allocation shifts to differences in the average advisor’s profile, notable distinctions were revealed
June 13, 2022

Dealers’ Report Card
Remote work capabilities are essential
The dealers that came out on top adapted more quickly than their peers
June 13, 2022

Dealers’ Report Card
Firms vary widely in succession planning support
Financial advisors’ succession strategies include transferring books to family members and building up their advisory teams
June 13, 2022

Dealers’ Report Card
Advisors cite challenges faced by vulnerable clients
From inflation to technology hurdles, clients at risk have many concerns
June 13, 2022

Dealers’ Report Card
Client account statements still a work in progress
Several dealers saw upticks in their ratings after upgrading their statements and client portals, but shortcomings persist
June 13, 2022

Dealers’ Report Card
How we did it: Dealers' Report Card
June 13, 2022

See how advisors rated their dealers

Report Cards
Dealers’ Report Card 2022
Whether advisors in the dealer space are talking about choosing products or business tools, the flexibility offered by their firms often is the key to their happiness
06 June 2022


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