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Week of June 04, 2022
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From the Regulators
Six months before merger, IIROC issues bucket list priorities
The SRO detailed its policy priorities for the year
May 30, 2022

From the Regulators
OSC reaches mixed verdict in complex insider trading case
Allegations involved trading ahead of a planned acquisition by Amaya Gaming
May 27, 2022

From the Regulators
IIROC hits Ng with record $5-million fine
The penalty follows allegations that he deceived lenders with fake collateral
June 1, 2022

From the Regulators
IIROC sanctions former exec over syndications
The SRO alleged the firm sought new issue allocations for its own account
May 31, 2022

Industry News
Insurance industry slow to act on Gender X
“Companies are going to have to and want to change with the times,” says financial advisor
June 1, 2022

Industry News
Canadian interest rate now at 1.5%
Bank of Canada is 'prepared to act more forcefully if needed'
June 1, 2022

People
Industry moves this week
June 3, 2022

Industry News
BoC open to hiking interest rates past 3%
June 2, 2022


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