Investment Executive AM newsletter

Friday February 18, 2022
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From the Regulators
New guidance targets unfair incentive practices
CCIR-CISRO proposals aim to align incentive structures with fairness principles
February 17, 2022

From the Regulators
DIY investing propels complaints to record levels
Service issues overtook suitability as top concern, OBSI reports
February 17, 2022

From the Regulators
MFDA fines and bans former rep for misappropriating funds
The representative also misled the dealer during an investigation
February 17, 2022

Industry News
iA Financial sold most seg funds in Canada last year
The company's fourth quarter results were also strong
February 17, 2022

Research and Markets
Cross-border investment soared in 2021: StatsCan
Unprecedented levels were reached both in Canada and abroad
February 17, 2022

Research and Markets
SEC sunshine a catalyst for private advisers: Moody's
Enhanced transparency from private funds will boost confidence, assets
February 17, 2022

From the Regulators
Return to normal may imperil financial stability, FSB warns
February 17, 2022

Industry News
Inflation continues to outstrip wage growth as annual rate surpasses 5%
February 16, 2022


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