Investment Executive PM newsletter

Thursday February 17, 2022
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From the Regulators
MFDA fines and bans former rep for misappropriating funds
The representative also misled the dealer during an investigation
February 17, 2022

From the Regulators
DIY investing propels complaints to record levels
Service issues overtook suitability as top concern, OBSI reports
February 17, 2022

Industry News
iA Financial sold most seg funds in Canada last year
The company's fourth quarter results were also strong
February 17, 2022

Research and Markets
Cross-border investment soared in 2021: StatsCan
Unprecedented levels were reached both in Canada and abroad
February 17, 2022

People
Executive moves this week
From brokerage firms to pension managers, shifts occurred across the industry
February 15, 2022

Research and Markets
SEC sunshine a catalyst for private advisers: Moody's
Enhanced transparency from private funds will boost confidence, assets
February 17, 2022

From the Regulators
Return to normal may imperil financial stability, FSB warns
February 17, 2022

From the Regulators
Investment firms being swept into Emergency Act measures
February 16, 2022


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