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Thursday January 13, 2022
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Industry News
ASC permanently bans convicted fraudster
The former Alberta resident operated a Ponzi scheme through his Ontario business
January 13, 2022
IIROC proposes rule amendments to better protect investors
From the Regulators
IIROC proposes rule amendments to better protect investors
Changes include clearer requirements for dealers to conduct investigations
January 13, 2022
People
Federation of Mutual Fund Dealers announces 2022 board
The board's priorities include watching the many regulatory changes coming this year
January 13, 2022
From the Regulators
FINTRAC fines credit union
Regulator sanctions firm for anti–money laundering compliance violations
January 13, 2022
People
Nicola Wealth appoints head of international equities
Brad Radin and his team will join the firm's Toronto office
January 13, 2022
Products
Scotia GAM launches four responsible investing ETFs
The passive funds were listed on the NEO Exchange
January 13, 2022
From the Regulators
CSA adopts changes to auditor oversight rules
January 13, 2022
From the Regulators
IOSCO seeks pandemic lessons in resilience
January 13, 2022
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