Investment Executive AM newsletter

Thursday November 25, 2021
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From the Regulators
Quadrus settles with MFDA over lapses in sales practices
Incentive structure favoured in-house funds over third-party funds, regulator found
November 24, 2021

Industry News
How to better serve a diverse clientele
A panel at FP Canada's conference suggested ways to overcome the barriers some clients face
November 24, 2021

Research and Markets
Companies with little to report embracing TCFD rules the most
Banks are so far the biggest followers of climate disclosure standards, Moody's ESG finds
November 24, 2021

Research and Markets
Help investors beat FOMO
An OSC Dialogue panellist highlighted the need for investor coaching
November 24, 2021

Research and Markets
Mixed outlook for brokers in 2022
Sector faces competitive and regulatory headwinds, even as recovery solidifies, Fitch says
November 24, 2021

Industry News
Liberals set to introduce bill with targeted pandemic aid for businesses, workers
High unemployment and labour shortages help explain why the government wants to target aid
November 24, 2021

Real tips for managing retirement spending
We spoke with six advisors
November 22, 2021

Practice Management
Choosing and working with a successor for your practice
Tips for finding the right person
November 22, 2021

Industry News
OSC provides funds to Prosper Canada
November 24, 2021

Research and Markets
U.S. GDP slowed sharply in Q3 but big rebound expected in Q4
November 24, 2021


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