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Monday November 01, 2021
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From the Regulators
IIROC panel sanctions rep for misappropriation
Rep sought to repay money with risky options trading
October 29, 2021

Industry News
Canadian DB plans returned only 0.6% in Q3: RBC report
Pensions faced market volatility caused by labour shortages, supply chain disruptions and rising consumer prices
October 29, 2021

Industry News
Federal deficit hits $57 billion nearing halfway of fiscal year
The amount is $114 billion less than the same period last year, when pandemic spending was high
October 29, 2021

Research and Markets
Surge in sustainable funds follows new disclosure demands
Global assets near US$4 trillion, Morningstar reports
October 29, 2021

From the Regulators
ASIC urges crypto compliance
Regulator issues new guidance, licensing requirements for firms dealing in crypto investments
October 29, 2021

From the Regulators
MFDA releases continuing education details
The regulator provided guidance for advisors, dealers and education providers
October 29, 2021

Research and Markets
Small biz needs greater access to government support, CFIB says
Only 20% of small businesses in need expect to qualify for new wage and rent subsidies
October 29, 2021

People
BMO appoints new wealth management head
Deland Kamanga will assume the role on Nov. 1
October 29, 2021

From the Regulators
Tipster double dips on enforcement tip
October 29, 2021

Research and Markets
Economy grew 0.4% in August, StatsCan says
October 29, 2021

Partners’ Place

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