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Week of October 16, 2021
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Industry News
Co-operators expands into wealth management
The firm's advisors have no minimums and are looking to serve "everyday Canadians"
October 8, 2021

News
Re-elected Liberals look to raise revenue
Some experts believe the feds could hike capital gains rate
October 12, 2021

From the Regulators
Investors duped in RSP unlocking scheme, OSC alleges
The accused allegedly diverted investors' funds for personal use
October 14, 2021

People
BMO adds new senior role focused on wealth firm strategy, growth
Effective Nov. 1, Geoff Newton will take on the newly created role at BMO Private Wealth
October 13, 2021

From the Regulators
Rep fined after OSC rules that regulatory panel erred
The commission ordered sanctions against a former MFDA representative who misappropriated client money
October 7, 2021

Advisors’ Report Card
Advisors' Report Card 2021 main chart
Average ratings from advisors in each industry channel
October 12, 2021

From the Regulators
Ontario releases new proposed securities law for comment
October 12, 2021

From the Regulators
CSA lightens the load on investment funds
October 7, 2021

Partners’ Place

Appointment Notices
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