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Thursday October 14, 2021
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From the Regulators
U.S. exec pleads guilty in Canadian accounting fraud
Perpetrator of Poseidon Concepts Corp. scheme pleads to U.S. criminal charges
October 13, 2021

Advisors’ Report Card
Firms already acting on 2021 Report Card feedback
Some brokerages and dealer firms have taken steps to address areas such as back-office support and technology
October 12, 2021

Industry News
Fed officials: Bond purchases could end by middle of 2022
The taper could begin in the middle of November or December
October 13, 2021

Research and Markets
Small biz has positive outlook thanks to tech opportunities, survey suggests
Digitization is fuelling companies' growth across Canada
October 13, 2021

Industry News
Pandemic motivates some institutional investors to put greater emphasis on ESG
Investment performance is one reason why, an annual survey finds
October 13, 2021

News
The taming of the crypto
Regulators are slowly bringing the sector to heel
October 12, 2021

People
BMO adds new senior role focused on wealth firm strategy, growth
Effective Nov. 1, Geoff Newton will take on the newly created role at BMO Private Wealth
October 13, 2021

From the Regulators
Testing, testing: Is this innovation on?
October 13, 2021

Industry News
CBA president stepping down
October 13, 2021

Appointment Notices
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