Investment Executive Weekly newsletter

Week of October 02, 2021
Your Weekly e-newsletter and alerts
Go to website

From the Regulators
MFDA bans rep for dealings with elderly mother
In decision, MFDA panel stresses need for sanctions that deter exploitation of vulnerable investors
September 28, 2021

Industry News
The future is now for wealth firms
“Make no mistake about it, digital is here to stay,” says Pascal WealthTech's Howard Atkinson
September 24, 2021

Industry News
Stop putting off succession planning
An industry expert urged advisors to step up their game during IAFP's 2021 symposium
September 24, 2021

From the Regulators
TD fined over account fee disclosure failure
The bank was fined $400,000 after it overcharged seniors $31 million
September 30, 2021

From the Regulators
New SRO, total cost reporting on tap for 2022, Morisset says
The CSA chair provided details Wednesday about the new SRO and why he's "all in" on CRM3
September 29, 2021

From the Regulators
Crypto world fuelled by hype — and securities watchdogs aren't amused
Marketing tactics by crypto firms are raising concerns with CSA and IIROC
September 23, 2021

Tashia Batstone
Tech is a force for transformation, inclusion
September 28, 2021

Research and Markets
Mutual fund investors remain more likely to use advisors: survey
September 29, 2021

Partners’ Place

Appointment Notices
Brought to you by: Appointment Notices


This message was sent to @{Email Name}@ by Investment Executive Manage subscription \| Unsubscribe © 2026 Newcom Media Inc. All Rights Reserved. 5353 Dundas St. West, Suite 400 \| Toronto \| ON \| M9B 6H8 Support : service@newcom.ca \| 1-844-241-0116 Privacy Policy \| Terms and Conditions