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Friday September 17, 2021
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Research and Markets
Insurers, regulators must prepare for possible future pandemics
Insurers and regulators alike should review existing capital rules, along with other risk measures
September 17, 2021

From the Regulators
SEC settles with RBC unit over bond allocations
So-called bond flippers prioritized over retail, institutional clients, regulator alleged
September 17, 2021

From the Regulators
PACE Securities CEO faces temporary ban after IIROC settlement
The settlement follows the firm's liquidation last year
September 16, 2021

Industry News
Proposed sustainability board could be key for ESG reporting: Fitch
The proposed creation of the ISSB — potentially headquartered in Canada — could lead to a globally accepted ESG framework
September 17, 2021

From the Regulators
Madoff victims to see another payout
More than US$4 billion in total is expected to be returned to Madoff's investors
September 17, 2021

From the Regulators
IIROC will host panel on inclusion for advisors
The online event on Oct. 13 will focus on diversity issues for frontline staff
September 17, 2021

Products
Advisors may bump up thematic ETF exposure in 2022: survey
An Evolve survey suggests advisors are positive on ETFs as a whole, with thematic funds topping the list
September 17, 2021

People
RBC announces executive changes
September 17, 2021

Research and Markets
Canadian investors pared back foreign holdings: StatsCan
September 17, 2021

Appointment Notices
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