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Monday August 09, 2021
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From the Regulators
Two firms refused to compensate clients last year, report says
OBSI’s Joint Regulators Committee said client compensation has fallen $1.3 million short of the recommended payout over three years
August 6, 2021

Industry News
SEC approves Nasdaq's plan to require board diversity
Companies that don’t meet diversity criteria must explain why they couldn’t comply
August 6, 2021

People
Dean Connor appointed to CPP Investments board
Ex-Sun Life Financial CEO begins three-year term as a director with the pension fund
August 6, 2021

From the Regulators
SEC orders US$13M in disgorgement, penalties in first decentralized finance case
Two men from Florida agreed to the penalties without admitting or denying the charges
August 6, 2021

From the Regulators
More than US$3.5M awarded to three whistleblowers
The SEC has given out approximately US$950 million to 193 whistleblowers since 2012
August 6, 2021

Research and Markets
Unemployment rate at lowest level since March
July's job gains were seen primarily in Ontario and in the service sector
August 6, 2021

Research and Markets
Fed should start trimming bond purchases, says Democratic senator
August 6, 2021

Research and Markets
U.S. added 943,000 jobs in July
August 6, 2021

Appointment Notices
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