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Week of August 07, 2021
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From the Regulators
Plan for new SRO gets positive reviews from advocates, industry
The CSA's plan received broad support, but there's plenty of work to do on the details
August 4, 2021

From the Regulators
Advocates hopeful new federal disability benefit could improve access
The Liberal government's proposed Canada Disability Benefit would be modelled on the guaranteed income supplement
August 3, 2021

Industry News
CSA to create new single self-regulatory organization
Consolidated rules and enhanced governance will be part of the changes
August 3, 2021

Jamie Golombek
Help your senior clients prepare for OAS changes
Get ready for an OAS index adjustment, a one-time payment for “older” seniors and an extra 10% for seniors over 75
July 30, 2021

Industry News
IIROC fines firm $350K for supervision failures
After an advisor's death, his clients complained about trading activity in their accounts
August 4, 2021

Industry News
IA Financial moving to hybrid work model
The firm won't impose a mandatory number of days employees must spend in the office
August 3, 2021

Industry News
FP Canada fielded 66 complaints, conducted 11 hearings in 2020
July 30, 2021

From the Regulators
Government advisory group on open banking wants new rules in place by 2023
August 5, 2021

Appointment Notices
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