Investment Executive AM newsletter

Friday July 02, 2021
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From the Regulators
Time to tackle fund industry greenwashing: IOSCO
Proposals aim to combat investor protection issues arising in ESG investing
June 30, 2021

Industry News
Robinhood to pay US$70 million to settle FINRA accusations
The charges included hurting clients by giving misleading information and allowing risky trades
June 30, 2021

Industry News
Equity markets to remain open on new federal holiday
Fixed-income markets will close on Sept. 30 to honour residential school survivors
June 30, 2021

Industry News
Franklin Templeton names new ETF distribution heads
Bobby Eng will lead institutional ETF distribution and Ahmed Farooq will handle the retail side
June 30, 2021

Industry News
Harbourfront adds CTO
Leonard Trigg joins the firm from Vertex One
June 30, 2021

News
How asset managers are tackling modern slavery
Companies that don’t understand their supply chains face substantial risks
April 19, 2021

Research and Markets
CFA and other organizations move to fill gap in ESG standards
The CFA's proposed disclosures should help advisors, but others may try to go further with product certification
June 28, 2021

Research and Markets
Competition to replace U.S. LIBOR poses a risk: Fitch
June 29, 2021

From the Regulators
Lack of NAV to leave Bridging Finance investors with hole in portfolios — for now
June 30, 2021

Special Reports
Focus on ESG
Sustainable mutual funds and ETFs have become more popular over the past decade. As the market grows, so does the importance of understanding the full breadth of responsible investing issues.
16 April 2021

Appointment Notices
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