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Week of June 12, 2021
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Industry News
One in five Canadian investors plans to switch wealth providers: EY study
Clients looking to transfer assets to another firm will typically move one-third of their assets
June 7, 2021

From the Regulators
MFDA seeks to speed up account transfers
The SRO has warned firms against using delay tactics when a client decides to move on
June 8, 2021

People
TD getting new head of private wealth, financial planning
The swap is effective June 14, with outgoing leader Dave Kelly providing guidance until September
June 9, 2021

From the Regulators
PwC alleges deleted emails, unusual transactions in Bridging Finance case
A forensics team is seeking to recover thousands of emails that were allegedly sought out and "hard" deleted last year
June 10, 2021

Research and Markets
Advisor value increased more than 1% in 2020: report
Russell Investments study highlights the evolving role of advisors and why behavioural coaching is crucial
June 4, 2021

From the Regulators
BFI investors plead for firm's sale
An investor group is asking the OSC and PwC to sell BFI and the firm's funds
June 8, 2021

From the Regulators
IIROC sanctions rep over undisclosed real estate dealings
June 4, 2021

From the Regulators
Court dismisses suit against BCSC
June 4, 2021

Appointment Notices
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