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Friday June 04, 2021
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From the Regulators
Ex-fund rep sanctioned over dealings with dad
An advisor was permanently banned after engaging in personal financial dealings with a client
June 3, 2021

Products
ETF inflows hit $7 billion in May
Canadian ETF monthly inflow reaches the highest level in a year
June 2, 2021

From the Regulators
OSC finalizes DSC ban
The regulator has adopted rule changes to end DSCs by June 2022
June 3, 2021

From the Regulators
The risk of a sudden, severe correction remains: ESMA
Valuations are back above pre-pandemic levels in most segments, despite economic turmoil, meaning markets remain at risk
June 3, 2021

From the Regulators
Registration proves elusive for crypto firms: FCA
The regulator extended a temporary regime for cryptos amid anti-money laundering troubles
June 3, 2021

People
Manulife exec to chair CLHIA
Michael Doughty has been elected to the position
June 3, 2021

People
IPC names new president and CEO
June 3, 2021

People
CI GAM announces portfolio manager appointments
June 3, 2021

Appointment Notices
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