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Friday May 28, 2021
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From the Regulators
When does poor service become a regulatory issue for online brokerages?
IIROC also is looking at retail complaints and disgorgement, among other SRO priorities
May 28, 2021
Industry News
National Bank beat expectations with Q2 profit of $801 million
The bank's wealth management business earned $165 million, driven in part by fee-based revenues
May 28, 2021
Thematic funds thrived during pandemic, but watch long-term performance: report
Research and Markets
Thematic funds thrived during pandemic, but watch long-term performance: report
Fees, liquidity and high valuations present hurdles for investors chasing themes
May 28, 2021
Rising costs have businesses concerned about profits
Research and Markets
Rising costs have businesses concerned about profits
One-fifth of businesses are worried they may face layoffs in the next 12 months
May 28, 2021
From the Regulators
Swiss bank settles with U.S. authorities in FIFA bribery case
Julius Baer to pay US$79 million to resolve money laundering charge
May 27, 2021
Industry News
Finance Department reports preliminary deficit of $314B for last fiscal year
The unprecedented figure was caused by an equally unprecedented economic shock
May 28, 2021
Products
SEI Canada adds new classes to mutual fund lineup
May 28, 2021
Research and Markets
U.S. consumer spending rose 0.5% in April
May 28, 2021
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