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Week of May 15, 2021
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Industry News
What KYP reforms mean for advisors
Experts at an InvestorCOM webinar discussed how firms are preparing for the client-focused reforms
May 7, 2021

From the Regulators
MFDA fines and bans former rep for misconduct
Improper personal financial dealings and a failure to cooperate led to the sanctions
May 12, 2021

Dustyn Lanz
Three key ESG trends advisors need to be aware of
How stewardship, impact measurement and net zero are shaping the RI space
May 11, 2021

Research and Markets
As the world shakes off Covid-19, a bigger economic threat looms
The global economy is facing population trends that will hamper growth for years to come
May 10, 2021

Industry News
FSRA updates title reg proposal
The Ontario regulator proposed a central registry of title users and shorter transition periods
May 12, 2021

Research and Markets
Canadian firms risk missing out on young investors: study
J.D. Power ranked wealth management firms based on investor satisfaction
May 6, 2021

Industry News
CI acquires US$5.1B San Diego-based RIA
May 10, 2021

Industry News
Sterling Mutuals adds ETFs to product shelf
May 11, 2021

Appointment Notices
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