Investment Executive AM newsletter

Monday May 10, 2021
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Industry News
What KYP reforms mean for advisors
Experts at an InvestorCOM webinar discussed how firms are preparing for the client-focused reforms
May 7, 2021

From the Regulators
OSC seeks to extend cease trade in BFI case
The regulator has asked for extension to Aug. 12 while its investigation continues
May 7, 2021

From the Regulators
U.S. hedge fund manager gets jail in bid rigging case
Fund manager sought to influence bidding in Neiman Marcus bankruptcy
May 7, 2021

News
Ontario joins DSC ban
The province changed its position based on “overwhelming” support for a harmonized ban
May 17, 2021

Industry News
GWL reports 'solid' Q1 earnings
Also, GWL subsidiary Canada Life describes its new distribution platform for advisors
May 7, 2021

Industry News
AUM down for Fiera Capital Corp. in Q1
The firm reported a $23-million profit in first quarter
May 7, 2021

Research and Markets
Lessons from 2009 helped BoC avoid liquidity stress in 2020
May 7, 2021

Research and Markets
Green disclosures likely to shift banks' lending and investing: Fitch
May 7, 2021

Appointment Notices
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