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Week of April 10, 2021
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David Reeve
Get ready to show your work under the client-focused reforms
Regulators will expect an advisor’s analysis to be documented and sufficiently thorough
April 1, 2021

Industry News
IIROC bans former advisor for off-book investments
The MFDA also banned the man for similar misconduct
April 7, 2021

Industry News
Shuttering of national securities regulator came as no surprise to industry
Now that the project has been shelved, Ottawa and the provinces can focus on improving securities regulation, experts say
April 6, 2021

From the Regulators
National regulator effort effectively dead
CMAIO operations have been paused and staff laid off
April 1, 2021

Industry News
OSFI proposes new stress test for uninsured mortgages
Increasing the qualifying rate would help ensure borrowers can pay their mortgages if rates rise
April 8, 2021

Paul Bourque
A historic period of regulatory reform
New regulations will permanently reshape the advisor-client relationship
April 7, 2021

Research and Markets
Soaring bond yields lift DB pension solvency to highest level in 20 years
April 1, 2021

Industry News
RBC completes sale of Eastern Caribbean operations
April 1, 2021

Appointment Notices
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