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Week of April 03, 2021
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From the Regulators
Bringing crypto-trading platforms to heel
A joint notice from IIROC and the CSA outlines plans to regulate the fledgling sector
March 29, 2021

Cary List
The future has never looked brighter
In his final column, Cary List shares his thoughts on the future of financial planning
March 26, 2021

From the Regulators
OSC takes aim at crypto platforms
The regulator is giving firms until April 19 to reveal plans to comply with new guidance
March 29, 2021

From the Regulators
Bankruptcy no escape hatch for regulatory sanctions, court rules
A court has found that penalties imposed by the BCSC should survive the bankruptcy process
March 30, 2021

Research and Markets
Canadian banks positioned to absorb credit losses: Moody's
Accounting rule changes, less risky loans and government support measures have banks ready for possible loan losses
March 26, 2021

From the Regulators
Industry group recommends advice-focused SRO
A forum of industry associations hopes a consolidated SRO will create a more level playing field while strengthening investor protection
March 31, 2021

Research and Markets
No need to sweat higher rates just yet: NBF
March 30, 2021

Industry News
Quebec drops small biz tax rate, extends tax for financial institutions
March 26, 2021

Partners’ Place

Appointment Notices
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