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Week of March 20, 2021
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Industry News
Court allows $100-million lawsuit against OSC to proceed
The ruling overturns a Superior Court finding from last April
March 18, 2021

From the Regulators
Fund rep fined, banned for misconduct
Panel sanctions rep for misappropriating client money and fabricating an account statement
March 16, 2021

From the Regulators
MFDA sees 18-month timeline to craft new SRO
The association delivered its proposed roadmap to inform a CSA decision due this summer
March 16, 2021

Industry News
Universal life policies can’t be used for unlimited deposits, appeal court rules
Hedge funds argued they should be able to make unlimited deposits for a guaranteed return
March 11, 2021

Industry News
RF Capital dismisses Canaccord's $367-million takeover offer
The proposal isn't in the best interests of the company's shareholders, advisors and clients, the firm said
March 15, 2021

Industry News
Wealthsimple's peer-to-peer app goes national
The beta version of the product launched in November 2020
March 12, 2021

Industry News
CFA Institute launches ESG credential globally
March 15, 2021

Research and Markets
Missing out on debt deferrals cost Canadians billions
March 16, 2021

Partners’ Place

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