Investment Executive’s Canada Life AM

Wednesday February 10, 2021

From the Regulators
MFDA suspension extended by OSC enforcement action
Halfway through an SRO ban, ex-rep agrees to new suspension
February 9, 2021

Economy
Improving investor returns with ESG
Ross Cameron of Northcape Capital says investing in companies that achieve high ESG targets can be both ethical and profitable
February 9, 2021

From the Regulators
ASC sanctions exempt market rep for suitability, KYC failures
A hearing panel ordered a penalty that was lower than what enforcement staff sought
February 9, 2021

From the Regulators
Social isolation adds to seniors' fraud risk: NASAA
Loneliness, cognitive decline and an increased reliance on the internet intensify investors' vulnerability
February 9, 2021

Research and Markets
DB pension funding rebounds in Q4: FSRA
The market recovery helped restore the median solvency ratio to pre-pandemic levels
February 9, 2021

Products
SmartBe launches four factor ETFs
The new funds are now trading on NEO Exchange
February 9, 2021

Industry News
Family of novice investor who killed himself sue Robinhood
Robinhood has drawn criticism in its drive to bring more regular people into investing
February 9, 2021

Research and Markets
Investors need better disclosure of banks' CRE lending: DBRS
February 9, 2021

Research and Markets
Debt downgrade threat diminished: Fitch
February 9, 2021

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